Why we oppose ‘grandfathering’
The world of retail financial services is going through a period of upheaval right now, ahead of the introduction of new regulatory requirements as a result of the Retail Distribution Review (RDR).
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The world of retail financial services is going through a period of upheaval right now, ahead of the introduction of new regulatory requirements as a result of the Retail Distribution Review (RDR).
Informed Choice managing director and chartered financial planner Martin Bamford discusses the FSA review of unregulated collective investment scheme (UCIS) sales.
New proposals from the FSA could see a return to more responsible lending in the UK, with more stringent requirements to assess affordability and verify income before a mortgage is offered.
The FSA has launched Operation Dingo, writing to 38,000 investors who appear on a “suckers” list used by boiler room operations, to warn them on the risk of fraud.
The publication last week by the Financial Services Authority of a Policy Statement on the subject of the Retail Distribution Review (RDR) sets both the tone for and the route map of the intermediary firm of the future.
We have published a free 17-page briefing note following the latest FSA Policy Statement on the final rules being introduced as a result of the Retail Distribution Review (RDR).
Standard Life was on the receiving end of a substantial regulatory fine today, for publishing misleading literature about its Pension Sterling fund. Getting your understanding of investment risk wrong can have serious consequences if you are an investor.
Today saw the publication of a consultation paper on enhancing the professionalism of investment advisers under the Retail Distribution Review (RDR). The RDR is a regulatory initiative launched several years ago, designed to rectify failings in the retail financial services sector.
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